| Contact Details | |
| | |
| Firm Name | |
| FSA Number | |
| Title | |
| First Name | |
| Surname | |
| Address Line 1 | |
| Address Line 2 | |
| City | |
| County | |
| Postcode | |
| Telephone | |
| Email | |
| Website Address | |
| Please include any other business trading names | |
| | |
| Business Background | |
| | |
| How many years have you been authorised? | |
| Has your firm, or any predecessor, previously been an AR? | |
| If yes please detail | |
| Are your client records on a back office system or database | |
| If yes please state which one(s) | |
| Do you operate from one office | |
| If No please detail | |
| | |
| Your Objectives | |
| | |
| Please state the value you are looking for on sale | |
| Would the Business Principals wish to stay on as advisers? | |
| If Yes detail terms | |
| Would the Principals wish to introduce? | |
| If Yes detail terms | |
| Would the you wish to retain any Advisers? | |
| If Yes please detail | |
| Would you wish to retain any admin staff? | |
| If Yes please detail | |
| | |
| Clients | |
| | |
| Approximate number of clients | |
| Approximate number of active clients | |
| Do you formally review clients on an ongoing basis? | |
| If Yes please provide details | |
| Do you use an asset allocation tool? | |
| If Yes please explain which used | |
| Do you use a specific fund platform or wrap? | |
| If Yes please state which one(s) and in what proportion | |
| | |
| Advisers and Staff | |
| | |
| Number of Advisers (including Principals) | |
| Number of admin staff | |
| Number of Advising/Practicisng Principals | |
| Number of Non-Advising/Practicisng Principals | |
| | |
| Notes | |
| | |
| Please include any further notes which you feel would be useful to a potential acquirer. | |
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