SM&CR - the deadline for submitting a Form K and Form O is getting closer

If you need to submit a Form K or a Form O, the deadline for submission is 24 November 2019.

A Form K (Conversion Notification) enables firms to inform the FCA which approved individuals it wishes to convert from the Approved Persons Regime (APR) to the corresponding Senior Management Functions (SMFs) under the SM&CR.  

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