The extension of the Senior Managers and Certification Regime (SM&CR) to all FCA regulated firms takes place on 9 December 2019. The regime will have implications for both you and your firm. You will be required to make a number of changes to your policies and procedures. With the FCA urging firms to start preparing for the new regime, now is the time to get things moving. How are you getting on with your preparations? Our dedicated SM&CR zone contains guidance, templates, videos and project plans to help you prepare for the regime. We can also provide training, workshops, onsite visits and coming soon, a new self-assessment to help you get on the right track. See more details below ...
These half day workshop will cover the three pillars of the regime, providing practical suggestions and positive steps to enable you to implement the regime in your firm.
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