During recent business risk visits and reviews by the Compliance Helpdesk of Client Agreements we are still coming across instances of firms charging clients on an indefinite basis for regular premium investment business.
The FCA states a ‘firm must agree with and disclose to a retail client the total adviser charge payable to it or any of its associates by a retail client. They key word to note here is ‘total’.
Clients of threesixty are kept up to speed with the latest regulatory, industry and technical developments via our regular news and opinions articles.
As well as being updated via the articles we publish to threesixty online, clients can specify to us what type of articles they want to receive (by category) and how frequently they receive them.
To try this service, simply register your details with us and we'll give you 3 months free and unlimited access to our news and opinions.