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FCA publishes 'Dear CEO letter' for mortgage intermediaries

The FCA has written a ‘Dear CEO letter’ to mortgage intermediaries. The letter is addressed to firms in the FCA’s ‘mortgage intermediaries’ portfolio but it will be relevant to other firms such as financial advice firms involved in mortgage business.

In this letter, the FCA sets out what it sees as the key regulatory risks relevant to mortgage intermediaries and outlines what the regulator expects of firms to mitigate those risks. It also includes details of the Regulator’s supervision strategy for mortgage intermediaries between now and the end of 2021.

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