Pension transfer specialists and certification

Following the introduction of the senior managers and certification regime (SM&CR) on 9 December 2019, pension transfer specialists (PTS) and investment advisers are no longer showing as active on the financial services register.

This is because individuals within these roles (and others) will only be certified internally by their employer and are no longer separately approved by the FCA.

If you’re not a client, to read this content you must sign up for a free guest account

Clients of threesixty are kept up to speed with the latest regulatory, industry and technical developments via our regular news and opinions articles.

As well as being updated via the articles we publish to threesixty online, clients can specify to us what type of articles they want to receive (by category) and how frequently they receive them.

To try this service, simply register your details with us and we'll give you 3 months free and unlimited access to our news and opinions.