The FCA has general record keeping requirements which oblige firms to retain orderly records of their services and transactions undertaken to enable the FCA to monitor their activities effectively.
There are also specific requirements for the retention of suitability records which vary depending on the type of business conducted, currently these are:
Clients of threesixty are kept up to speed with the latest regulatory, industry and technical developments via our regular news and opinions articles.
As well as being updated via the articles we publish to threesixty online, clients can specify to us what type of articles they want to receive (by category) and how frequently they receive them.
To try this service, simply register your details with us and we'll give you 3 months free and unlimited access to our news and opinions.