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Senior managers and certification regime - minor changes proposed

The SM&CR is to be extended to all FCA authorised firms from 9 December 2019. This affects all threesixty clients. Most of the detail of the implementation has already been confirmed in previous policy statements and guidance documents issued by the FCA.

A new consultation: CP19/4 - Optimising the SM&CR has been issued which proposes minor changes to some of the provisions in the previous policy statements.

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