SM&CR - Conduct rules

One of the major themes of the senior managers and certification regime (SM&CR) is the aim to promote high and consistent standards of conduct for all individuals involved in the financial services industry. New conduct rules will apply to all staff involved in your financial services business.

We've produced the first of a series of three videos to cover the main aspects of the new regime which will be introduced for all FCA regulated firms on 9 December 2019.

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