As well as the regular overview of recent compliance and technical issues, we include features focusing on the art of communications, and provide a warning to firms about the prevalence of financial scams.
Significant changes to the FCA’s rules and guidance on pension transfers became effective on 1 October. Whether your firm is committed to providing pension transfer advice, or considering its future in the market, I encourage you to read our explanation of the new rules on pages 20 to 23.
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