Once up and running, the smooth functioning and governance of your investment proposition is essential to achieving good client outcomes and meeting your regulatory requirements. We’ll make sure yours is effective.
How this service helps
This focused service helps to identify any governance weaknesses at the heart of your investment proposition.
By comparing your investment governance processes against best practice examples from amongst your peers, threesixty can either give you reassurance, or highlight any areas in need of improvement.
What to expect
An examination of your selection process, terms of reference for investment, product and due diligence committees
Does your governance framework set you up nicely to meet the needs of your existing and target markets? We’ll examine your selection process and terms of reference for investment, product and due diligence committees to find out.
Analysis of your firms due diligence on significant third parties
We’ll measure the quality of your firm’s due diligence on any significant third-party providers that support your investment proposition, including platforms, investment solution providers and risk tool providers.
- A review of your productivity
To give you confidence your governance committees are productive and doing their job, we’ll analyse meeting minutes to ensure agenda items are discussed and match your firm’s terms of reference.
A review of your client outcomes
Good client outcomes should be the focus for all investment governance committees. We’ll look for evidence that committee discussions are either maintaining or improving these outcomes.