Need help preparing for the SM&CR?
The extension of the Senior Managers and Certification Regime (SM&CR) to all FCA regulated firms takes place on 9 December 2019. The regime will have implications for all firms and they will be required to make a number of changes to their policies and procedures. With the FCA urging firms to start preparing for the new regime, now is the time to get things moving. How are you getting on with your preparations?
threesixty clients have access to a dedicated online SM&CR zone containing guidance, template documents, videos and project plans to help you prepare for the regime.
Further to this, we are providing training workshops, webinars, onsite visits and a self-assessment facility to help firms understand where they stand with their preparations, and where there may be gaps.