We provide uniquely focused compliance and business support services to over 900 directly authorised client firms and 9000 advisers.
Our new tool will help you identify where your firm may be falling short in implementing its requirements.
Services to help clients overcome the multiple challenges they face this year and beyond.
A guide is to assist those adding staff members holding an SM&CR certification function to the FS Register.
Whether joining from a network, or as an already authorised business, we make the process simple.
We deliver advice and personalised solutions to over 800 directly regulated IFA practices, see what our clients think.
A valuable information resource, suitable for all clients, regardless of their role within the firm.
The extension of the Senior Managers and Certification Regime (SM&CR) to all FCA regulated firms takes place on 9 December 2019. The regime will have implications for all firms and they will be required to make a number of changes to their policies and procedures. With the FCA urging firms to start preparing for the new regime, now is the time to get things moving. How are you getting on with your preparations?
threesixty clients have access to a dedicated online SM&CR zone containing guidance, template documents, videos and project plans to help you prepare for the regime.
Further to this, we are providing training workshops, webinars, onsite visits and a self-assessment facility to help firms understand where they stand with their preparations, and where there may be gaps.